Filed January 6, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
KESTRA INVESTMENT SERVICES LLC1+ years Filed as: KESTRA FINANCIAL INC Service code 27 6500 R0CK SPRING DR STE 410 · BETHESDA, MD 20817 | Advisory (Plan) | $36,693 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $1,331 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $80 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,100 | $60,349+100.7% | $74,183+63.2% | $62,891+92.6% |
| Participation rate | 61.4% | 72.7%-11.3pp | 76.6%-15.2pp | 69.3%-7.9pp |
| Annual return | 17.07% | 21.37%-4.3pp | 17.74%-0.7pp | 20.14%-3.1pp |
| Employer contribution / active EE | $547 | $1,680-67.5% | $2,370-76.9% | $2,281-76.0% |
| Participant deferral / active EE | $9,761 | $2,856+241.8% | $3,550+175.0% | $3,203+204.8% |
| Admin fee / account holder | $515 | $4,261-87.9% | $5,586-90.8% | $4,296-88.0% |