Filed December 6, 2019 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: HOUSTON-ALLIANT INSURANCE SERVICES Service code 13 · EIN 76-0696203 | Contract Administrator | $105,000 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $64,545 |
MORNINGSTAR3+ years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $184,932 | $96,458+91.7% | $136,298+35.7% | $77,958+137.2% |
| Participation rate | 84.3% | 75.4%+8.9pp | 81.9%+2.4pp | 71.6%+12.7pp |
| Annual return | 15.64% | 23.78%-8.1pp | 5156.27%-5140.6pp | 20.87%-5.2pp |
| Employer contribution / active EE | $2,201 | $3,144-30.0% | $4,696-53.1% | $2,310-4.7% |
| Participant deferral / active EE | $10,675 | $5,902+80.9% | $6,247+70.9% | $3,537+201.9% |
| Admin fee / account holder | $19 | $80-76.7% | $9,244-99.8% | $97-80.7% |