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| Provider | Service type | Compensation |
|---|---|---|
THE BANK OF NEW YORK MELLON1+ years Filed as: BANK OF AMERICA Service code 28 · EIN 95-4660745 | Investment Management | $218,020 |
BPM LLP1+ years Filed as: BURR PILGER MAYER, INC. Service code 10 · EIN 26-3839190 | Accounting | $27,745 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $20,946 |
LITMAN GREGORY FUND ADVISORS LLC1+ years Filed as: LITMAN GREGORY ASSET MANAGEMENT Service code 26 · EIN 68-0362255 | Advisory (Participants) | $17,642 |
HC ADVISORS LLC1+ years Service code 26 · EIN 46-0737857 | Advisory (Participants) | $16,886 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Float revenue; Other investment fees ... | $12,245 |
QCM LLC1+ years Service code 26 · EIN 20-8178659 | Advisory (Participants) | $11,556 |
Service code 26 · EIN 94-3078542 | Advisory (Participants) | $10,391 |
Filed as: NEW ENGLAND PRIVATE WEALTH ADV Service code 26 · EIN 20-2021915 | Advisory (Participants) | $10,000 |
Filed as: INDEX FUND ADVISORS INC. Service code 26 · EIN 46-3096907 | Advisory (Participants) | $9,935 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $160,319 | $86,791+84.7% | $115,038+39.4% | $59,188+170.9% |
| Participation rate | 95.4% | 72.8%+22.6pp | 81.4%+14.1pp | 69.4%+26.0pp |
| Annual return | 0.77% | 4.44%-3.7pp | 26.14%-25.4pp | 5.51%-4.7pp |
| Employer contribution / active EE | $9,884 | $2,950+235.1% | $4,608+114.5% | $2,098+371.1% |
| Participant deferral / active EE | $9,158 | $5,298+72.9% | $6,026+52.0% | $3,265+180.5% |
| Admin fee / account holder | $127 | $95+33.5% | $8,175-98.5% | $92+37.4% |