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| Provider | Service type | Compensation |
|---|---|---|
Service code 55 | Other Commissions | $84,487 |
Filed as: VOYA RETIREMENT INURANCE & ANNUITY Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $15,947 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,493 | $57,921-5.9% | $84,753-35.7% | $57,658-5.5% |
| Participation rate | 86.4% | 72.9%+13.5pp | 76.6%+9.8pp | 70.2%+16.2pp |
| Annual return | 5.87% | 10.24%-4.4pp | 22.78%-16.9pp | 5.13%+0.7pp |
| Employer contribution / active EE | $4,174 | $2,598+60.6% | $3,574+16.8% | $1,974+111.5% |
| Participant deferral / active EE | $1,137 | $2,742-58.5% | $3,712-69.4% | $3,061-62.8% |
| Admin fee / account holder | $45 | $130-65.5% | $5,333-99.2% | $95-52.6% |