Filed October 5, 2022
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4+ years Filed as: FINANCIAL ADVOCATES INVESTMENT MGMT Service code 15 · EIN 27-0435466 | Recordkeeping | $20,906 |
ADP BROKER-DEALER3 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $5,879 |
ADP BROKER-DEALER3 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
TD AMERITRADE, INC.3 years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,927 | $43,504-5.9% | $68,793-40.5% | $56,287-27.3% |
| Participation rate | 92.1% | 67.8%+24.2pp | 72.2%+19.8pp | 69.9%+22.2pp |
| Annual return | -5.49% | -3.15%-2.3pp | -4.63%-0.9pp | -9.96%+4.5pp |
| Employer contribution / active EE | $1,724 | $1,525+13.0% | $2,625-34.3% | $2,111-18.3% |
| Participant deferral / active EE | $3,083 | $2,509+22.9% | $3,311-6.9% | $3,350-8.0% |
| Admin fee / account holder | $97 | $515-81.2% | $5,131-98.1% | $521-81.4% |