Filed July 24, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC1 year Filed as: FORUS ADVISORS LLC Service code 13 · EIN 46-1803145 350 TOWNSEND STREET #422A · SAN FRANCISCO, CA 94107 | Contract Administrator | $4,417 |
WESPAC PLAN SERVICES, LLC4+ years Service code 13 · EIN 26-2824865 519 17TH STREET, 5TH FLOOR · OAKLAND, CA 94612 | Contract Administrator | $3,449 |
Filed as: WESPAC ADVISORS LLC Service code 27 · EIN 26-2824668 519 17TH STREET, 5TH FLOOR · OAKLAND, CA 94612 | Advisory (Plan) | $2,985 |
LT TRUST COMPANY1 year Service code 15 · EIN 61-1607607 1675 BROADWAYS, SUITE 500 · DENVER, CO 80202 | Recordkeeping | $2,737 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,265 | $44,734-77.1% | $99,479-89.7% | $67,582-84.8% |
| Participation rate | 27.7% | 66.2%-38.5pp | 73.8%-46.2pp | 71.3%-43.6pp |
| Annual return | 16.90% | 32.45%-15.5pp | 30.72%-13.8pp | 378.57%-361.7pp |
| Employer contribution / active EE | $105 | $1,261-91.7% | $2,540-95.9% | $2,148-95.1% |
| Participant deferral / active EE | $326 | $2,731-88.0% | $3,619-91.0% | $3,539-90.8% |
| Admin fee / account holder | $77 | $120-35.5% | $6,253-98.8% | $142-45.7% |