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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INSRUANCE Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $4,930 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage | $2,824 |
Filed as: GENOVESE BURFORD & BROTHERS WE Service code 33 · EIN 45-1546130 | Securities brokerage | $1,422 |
INDEPENDENT FINANCIAL PARTNERS2+ years Service code 33 · EIN 59-3331424 | Securities brokerage | $878 |
ADAMS ASHBY FINANCIAL ADVISORS2+ years Service code 33 · EIN 26-4601906 | Securities brokerage | $785 |
FARNAM STREET INVESTMENTS LLC2+ years Service code 33 · EIN 27-1611886 | Securities brokerage | $580 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage | $0 |
Filed as: CHARLES SCHWAB INVESTMENT MANAGEMEN Service code 33 · EIN 94-3106735 | Securities brokerage | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $229,059 | $36,926+520.3% | $156,551+46.3% | $57,661+297.3% |
| Participation rate | 83.2% | 63.4%+19.8pp | 84.0%-0.8pp | 70.2%+13.0pp |
| Annual return | 13.68% | 12.38%+1.3pp | 32.23%-18.5pp | 5.13%+8.5pp |
| Employer contribution / active EE | $16,106 | $1,571+925.3% | $5,501+192.8% | $1,974+716.0% |
| Participant deferral / active EE | $16,333 | $1,926+748.2% | $4,871+235.3% | $3,061+433.7% |
| Admin fee / account holder | $11 | $83-86.3% | $13,028-99.9% | $95-88.0% |