Filed November 9, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $587,557 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $3,002 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,165 | $64,975+0.3% | $97,295-33.0% | $106,553-38.8% |
| Participation rate | 36.8% | 45.4%-8.6pp | 72.7%-35.9pp | 69.8%-33.1pp |
| Annual return | 29.71% | 15.21%+14.5pp | 75.62%-45.9pp | 17.37%+12.3pp |
| Employer contribution / active EE | $573 | $1,126-49.1% | $2,723-78.9% | $3,359-82.9% |
| Participant deferral / active EE | $1,957 | $2,466-20.6% | $4,264-54.1% | $5,562-64.8% |
| Admin fee / account holder | $48 | $69-29.3% | $5,646-99.1% | $80-39.1% |