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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 26-4310632 700 MAIN STREET, SUITE #315 · NAPA, CA 94559 | Advisory (Plan) | $153,538 |
MARCUM LLP1 year Filed as: MARCUM LLC Service code 10 · EIN 11-1986323 2049 CENTURY PARK EAST, SUITE 300 · LOS ANGELES, CA 90067 | Accounting | $12,200 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,581 | $63,905-13.0% | $74,184-25.1% | $57,658-3.6% |
| Participation rate | 99.2% | 79.8%+19.4pp | 76.6%+22.6pp | 70.2%+29.0pp |
| Annual return | 3.25% | 60.60%-57.4pp | 17.74%-14.5pp | 5.13%-1.9pp |
| Employer contribution / active EE | $0 | $1,840-100.0% | $2,370-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $0 | $3,448-100.0% | $3,550-100.0% | $3,061-100.0% |
| Admin fee / account holder | $619 | $91+580.2% | $5,586-88.9% | $95+555.3% |