Filed December 8, 2017 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 49 · EIN 95-2834236 | Other Services | $112,615 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $13,350 |
MOSS ADAMS LLP2+ years Service code 10 · EIN 91-0189318 | Accounting | $8,571 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,815 | $38,963+94.6% | $71,793+5.6% | $329,111-77.0% |
| Participation rate | 30.5% | 53.8%-23.2pp | 69.1%-38.6pp | 67.9%-37.3pp |
| Annual return | 9.10% | 9.85%-0.8pp | 78.04%-68.9pp | 16.35%-7.3pp |
| Employer contribution / active EE | $247 | $758-67.4% | $1,924-87.2% | $2,303-89.3% |
| Participant deferral / active EE | $1,283 | $1,286-0.3% | $2,794-54.1% | $3,682-65.2% |
| Admin fee / account holder | $5 | $50-89.3% | $4,815-99.9% | $754-99.3% |