Retirement plan

PILLSBURY WINTHROP SHAW PITTMAN LLP RETIREMENT SAVINGS PLAN NO. 1

Name: PILLSBURY WINTHROP SHAW PITTMAN LLP - PILLSBURY WINTHROP SHAW PITTMAN LLP RETIREMENT SAVINGS PLAN NO. 1 (2019) Form 5500
Creator: PILLSBURY WINTHROP SHAW PITTMAN LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PILLSBURY WINTHROP SHAW PITTMAN LLP RETIREMENT SAVINGS PLAN NO. 1, PILLSBURY WINTHROP SHAW PITTMAN LLP

PILLSBURY WINTHROP SHAW PITTMAN LLPEIN 94-1311126Plan #001PY 2019

FOUR EMBARCADERO CENTER, 22ND FLOOR - SAN FRANCISCO, CA 94111415-983-1000

Other plans on this EIN

4 filings

#005Retirement-$95.2M assets #004Retirement-$31.6M assets #003Retirement-$13.2M assets #002Retirement-$5.0M assets

Prospect flagsHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$862.9M

-4.3% from 2016

Total participants

2,350

+1.6% from 2016

Average account balance

$372,252

-5.8% from 2016

Annual return

23.85%

-8.76 pp from 2016

Benchmarks

See 733 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort733 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.16B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$511K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,275

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$31.84M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$27K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.66%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$25

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
AMERICAN UNITED LIFE INSURANCE CO5+ years Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846	Recordkeeping	$19,579
VIOLICH CAPITAL MANAGEMENT5+ years Service code 26 · EIN 94-2412203	Advisory (Participants)	$13,625
MERRILL LYNCH PIERCE FENNER & SMITH1 year Filed as: MERRILL LYNCH,PIERCE,FENNER& SMITH Service code 62 1111 BROADWAY, FLOOR 22 · OAKLAND, CA 94607	Soft dollars commissions; Float revenue	$11,210
MATRIX TRUST COMPANY3 years Filed as: MATRIX TRUST CO. Service code 62 · EIN 75-3182674	Float revenue; Soft dollars commissions	$0

Plan features & details

Pension benefit codes2E2F2J2K2R3B

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

2 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$86K

$73 / participant

Investment mgmt$29K33.9%
Other / not subdivided$57K66.1%

% of EOY assets

0.010%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MILLER KAPLAN ARASE LLP
Auditor EIN: 952033625
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$372,252

$101,523+266.7%

$141,200+163.6%

$77,775+378.6%

Participation rate

97.3%

77.4%+19.9pp

82.5%+14.8pp

73.2%+24.1pp

Annual return

23.85%

56.22%-32.4pp

71.41%-47.6pp

32.58%-8.7pp

Employer contribution / active EE

$7,925

$3,341+137.2%

$4,736+67.3%

$2,504+216.5%

Participant deferral / active EE

$13,882

$6,434+115.8%

$6,710+106.9%

$3,966+250.0%

Admin fee / account holder

$37

$92-59.3%

$10,265-99.6%

$100-62.8%

Provider

Service type

Compensation

AMERICAN UNITED LIFE INSURANCE CO5+ years

Filed as: ONEAMERICA RETIREMENT SERVICES

Service code 15 · EIN 46-5378846

Recordkeeping

$19,579

VIOLICH CAPITAL MANAGEMENT5+ years

Service code 26 · EIN 94-2412203

Advisory (Participants)

$13,625

MERRILL LYNCH PIERCE FENNER & SMITH1 year

Filed as: MERRILL LYNCH,PIERCE,FENNER& SMITH

Service code 62

1111 BROADWAY, FLOOR 22 · OAKLAND, CA 94607

Soft dollars commissions; Float revenue

$11,210

MATRIX TRUST COMPANY3 years

Filed as: MATRIX TRUST CO.

Service code 62 · EIN 75-3182674

Float revenue; Soft dollars commissions

PILLSBURY WINTHROP SHAW PITTMAN LLP RETIREMENT SAVINGS PLAN NO. 1

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PILLSBURY WINTHROP SHAW PITTMAN LLP RETIREMENT SAVINGS PLAN NO. 1

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion