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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $11,210 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,662 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,773 | $38,989+20.0% | $117,039-60.0% | $77,958-40.0% |
| Participation rate | 73.7% | 57.0%+16.7pp | 77.2%-3.5pp | 71.6%+2.0pp |
| Annual return | 17.60% | 20.61%-3.0pp | 18.95%-1.3pp | 20.87%-3.3pp |
| Employer contribution / active EE | $765 | $1,026-25.4% | $3,785-79.8% | $2,310-66.9% |
| Participant deferral / active EE | $2,083 | $1,621+28.5% | $3,929-47.0% | $3,537-41.1% |
| Admin fee / account holder | $11 | $76-86.0% | $5,974-99.8% | $97-89.2% |