Filed April 1, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLAZA FL 12 · NEW YORK, NY 10004 | Other Commissions | $156,092 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $1,425 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,994 | $107,378-24.6% | $108,579-25.4% | $57,658+40.5% |
| Participation rate | 91.6% | 77.1%+14.5pp | 79.6%+12.0pp | 70.2%+21.3pp |
| Annual return | -0.57% | 12.80%-13.4pp | -51.70%+51.1pp | 5.13%-5.7pp |
| Employer contribution / active EE | $7,995 | $1,782+348.7% | $3,758+112.7% | $1,974+305.1% |
| Participant deferral / active EE | $3,265 | $3,221+1.4% | $4,311-24.3% | $3,061+6.7% |
| Admin fee / account holder | $2 | $108-98.3% | $7,645-100.0% | $95-98.0% |