Filed January 14, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 5-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMP Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $128,666 |
KESTRA INVESTMENT SERVICES LLC2+ years Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $50,000 |
BD & COMPANY INC1 year Filed as: BD & COMPANY, INC Service code 10 · EIN 45-1135289 | Accounting | $10,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,102 | $39,973+57.9% | $79,550-20.7% | $77,904-19.0% |
| Participation rate | 26.9% | 64.6%-37.7pp | 69.5%-42.5pp | 73.7%-46.7pp |
| Annual return | -18.51% | 3.42%-21.9pp | 0.16%-18.7pp | 12.21%-30.7pp |
| Employer contribution / active EE | $541 | $1,088-50.3% | $2,413-77.6% | $2,848-81.0% |
| Participant deferral / active EE | $1,628 | $2,774-41.3% | $3,985-59.2% | $4,806-66.1% |
| Admin fee / account holder | $245 | $113+116.7% | $6,832-96.4% | $133+84.6% |