Retirement plan

LION NATHAN USA, INC. 401(K) RETIREMENT PLAN

Name: LION NATHAN USA, INC. - LION NATHAN USA, INC. 401(K) RETIREMENT PLAN (2017) Form 5500
Creator: LION NATHAN USA, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, LION NATHAN USA, INC. 401(K) RETIREMENT PLAN, LION NATHAN USA, INC.

LION NATHAN USA, INC.EIN 93-1290792Plan #002PY 2017

8717 W. 110TH STREET, SUITE 430 BLDG 14 - OVERLAND PARK, KS 66210913-338-4433LinkedIn51-200 employeesfood production

Prospect flagsHigh feesLow participation

How to read this page

Total assets (EOY)

$7.3M

+19.3% from 2016

Total participants

188

+11.9% from 2016

Average account balance

$54,191

+8.7% from 2016

Annual return

14.73%

+6.60 pp from 2016

Benchmarks

See 2,371 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants100-249

Cohort2,371 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$15.12M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$82K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

184

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

71.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.64M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.99%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$524

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
CREATIVE PLANNING LLC3+ years Filed as: CREATIVE PLANNING INC. Service code 26 · EIN 43-1270780	Advisory (Participants)	$37,007
NEWPORT GROUP, INC.2 years Service code 15 · EIN 27-2037969	Recordkeeping	$31,380

Plan features & details

Pension benefit codes2E2F2G2J2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$68K

$478 / participant

Investment mgmt$37K54.1%
Contract admin$31K45.9%

% of EOY assets

0.935%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PICKETT, CHANEY & MCMULLEN
Auditor EIN: 481246310
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$54,191

$71,192-23.9%

$117,861-54.0%

$62,293-13.0%

Participation rate

62.9%

74.2%-11.3pp

79.7%-16.7pp

69.5%-6.6pp

Annual return

14.73%

18.66%-3.9pp

335.11%-320.4pp

28.90%-14.2pp

Employer contribution / active EE

$2,003

$1,934+3.6%

$3,786-47.1%

$2,042-1.9%

Participant deferral / active EE

$3,305

$3,189+3.6%

$4,482-26.3%

$3,169+4.3%

Admin fee / account holder

$507

$587-13.7%

$8,021-93.7%

$479+5.7%

Provider

Service type

Compensation

CREATIVE PLANNING LLC3+ years

Filed as: CREATIVE PLANNING INC.

Service code 26 · EIN 43-1270780

Advisory (Participants)

$37,007

NEWPORT GROUP, INC.2 years

Service code 15 · EIN 27-2037969

Recordkeeping

$31,380

LION NATHAN USA, INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

LION NATHAN USA, INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion