Filed August 2, 2018 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES8+ years Service code 27 · EIN 94-3250323 | Advisory (Plan) | $857,646 |
Service code 25 · EIN 04-2647786 | Directed Trustee | $326,041 |
Service code 49 · EIN 22-3734996 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $156,879 | $95,918+63.6% | $151,634+3.5% | $77,906+101.4% |
| Participation rate | 97.5% | 88.7%+8.8pp | 87.5%+10.0pp | 73.7%+23.8pp |
| Annual return | -17.89% | -5.50%-12.4pp | 3.32%-21.2pp | 12.16%-30.0pp |
| Employer contribution / active EE | $9,055 | $4,330+109.1% | $6,165+46.9% | $2,846+218.1% |
| Participant deferral / active EE | $8,682 | $7,508+15.6% | $8,363+3.8% | $4,805+80.7% |
| Admin fee / account holder | $171 | $93+82.9% | $11,614-98.5% | $133+28.6% |