Retirement plan

MOHAWK METAL COMPANY 401(K) PS PLAN

Name: MOHAWK METAL COMPANY - MOHAWK METAL COMPANY 401(K) PS PLAN (2016) Form 5500
Creator: MOHAWK METAL COMPANY
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, MOHAWK METAL COMPANY 401(K) PS PLAN, MOHAWK METAL COMPANY

MOHAWK METAL COMPANYEIN 93-1105398Plan #001PY 2016

30011 LEGHORN LANE - EUGENE, OR 97402541-744-3838mohawkmetal.comLinkedIn51-200 employeesmining & metals

Prospect flagsHigh retiree %Low assets / participantLow participant contribution

How to read this page

Total assets (EOY)

$1.7M

+17.3% from 2015

Total participants

193

+18.4% from 2015

Average account balance

$8,959

-1.0% from 2015

Annual return

5.39%

+8.05 pp from 2015

Benchmarks

See 15,087 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants25-99

Cohort15,087 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.15M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$72K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

103.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$243K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.65%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$9609

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
COUNTRY TRUST BANK2+ years Service code 15 1705 N. TOWANDA AVE. · BLOOMINGTON, IL 61701	Recordkeeping	$17,653
COHEN & STEERS2+ years Filed as: COHEN & STEERS CAPITAL MANAGEMENT Service code 52 280 PARK AVENUE · NEW YORK, NY 10017	Indirect Investment Fees	$0
FEDERATED2+ years Filed as: FEDERATED INVESTORS, INC. Service code 52 1001 LIBERTY AVE. · PITTSBURGH, PA 152223779	Indirect Investment Fees	$0
FIDELITY INVESTMENTS INSTITUTIONAL2+ years Filed as: FIDELITY MANAGEMENT & RESEARCH CO. Service code 52 3805 EDWARDS RD. · CINCINNATI, OH 45209	Indirect Investment Fees	$0
PIMCO FUNDS2+ years Service code 52 650 NEWPORT CENTER DRIVE · NEWPORT BEACH, CA 92660	Indirect Investment Fees	$0
T ROWE PRICE RPS INC2+ years Filed as: T. ROWE PRICE ASSOCIATES, INC. Service code 52 100 EAST PRATT ST. · BALTIMORE, MD 21202	Indirect Investment Fees	$0
THE VANGUARD GROUP, INC.2+ years Service code 52 100 VANGUARD BLVD · MALVERN, PA 19355	Indirect Investment Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
InformationalHigh retiree %
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.

Expense breakdown

Schedule H Part II

Admin total

$18K

$190 / participant

Other / not subdivided$18K100.0%

% of EOY assets

1.021%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: JONES & ROTH CPAS
Auditor EIN: 930819646
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$8,959

$60,349-85.2%

$74,184-87.9%

$62,881-85.8%

Participation rate

100.0%

72.7%+27.3pp

76.6%+23.4pp

69.3%+30.7pp

Annual return

5.39%

21.38%-16.0pp

17.74%-12.3pp

20.14%-14.7pp

Employer contribution / active EE

$1,279

$1,680-23.9%

$2,370-46.0%

$2,281-43.9%

Participant deferral / active EE

$1,112

$2,856-61.1%

$3,550-68.7%

$3,203-65.3%

Admin fee / account holder

$91

$4,261-97.9%

$5,586-98.4%

$4,296-97.9%

Provider

Service type

Compensation

COUNTRY TRUST BANK2+ years

Service code 15

1705 N. TOWANDA AVE. · BLOOMINGTON, IL 61701

Recordkeeping

$17,653

COHEN & STEERS2+ years

Filed as: COHEN & STEERS CAPITAL MANAGEMENT

Service code 52

280 PARK AVENUE · NEW YORK, NY 10017

Indirect Investment Fees

FEDERATED2+ years

Filed as: FEDERATED INVESTORS, INC.

Service code 52

1001 LIBERTY AVE. · PITTSBURGH, PA 152223779

Indirect Investment Fees

FIDELITY INVESTMENTS INSTITUTIONAL2+ years

Filed as: FIDELITY MANAGEMENT & RESEARCH CO.

Service code 52

3805 EDWARDS RD. · CINCINNATI, OH 45209

Indirect Investment Fees

PIMCO FUNDS2+ years

Service code 52

650 NEWPORT CENTER DRIVE · NEWPORT BEACH, CA 92660

Indirect Investment Fees

T ROWE PRICE RPS INC2+ years

Filed as: T. ROWE PRICE ASSOCIATES, INC.

Service code 52

100 EAST PRATT ST. · BALTIMORE, MD 21202

Indirect Investment Fees

THE VANGUARD GROUP, INC.2+ years

Service code 52

100 VANGUARD BLVD · MALVERN, PA 19355

Indirect Investment Fees

MOHAWK METAL COMPANY 401(K) PS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

MOHAWK METAL COMPANY 401(K) PS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion