Filed August 14, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $128,880 |
Service code 49 · EIN 20-4785962 | Other Services | $24,514 |
LPL FINANCIAL3 years Filed as: LION STREET FINANCIAL LLC Service code 49 · EIN 80-0842559 | Other Services | $11,091 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $253,353 | $73,404+245.1% | $87,104+190.9% | $67,579+274.9% |
| Participation rate | 6.5% | 80.9%-74.4pp | 76.9%-70.4pp | 71.3%-64.8pp |
| Annual return | 19.42% | 48.29%-28.9pp | 28.19%-8.8pp | 378.56%-359.1pp |
| Employer contribution / active EE | $2,044 | $2,014+1.5% | $2,521-18.9% | $2,148-4.8% |
| Participant deferral / active EE | $3,335 | $3,913-14.8% | $4,048-17.6% | $3,539-5.8% |
| Admin fee / account holder | $962 | $142+579.3% | $7,491-87.2% | $142+576.0% |