Filed September 23, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STANCORP FINANCIAL GROUP10+ years Service code 12 · EIN 93-1253576 | Custodial (securities); Sub-transfer ... | $83,822 |
SAGEVIEW ADVISORY GROUP, LLC9 years Service code 10 · EIN 33-0818667 | Accounting | $55,663 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $10,405 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,460 | $59,623+21.5% | $95,585-24.2% | $85,563-15.3% |
| Participation rate | 62.2% | 57.2%+4.9pp | 72.1%-9.9pp | 66.0%-3.8pp |
| Annual return | 11.93% | 18.22%-6.3pp | 38.56%-26.6pp | 31.51%-19.6pp |
| Employer contribution / active EE | $956 | $1,669-42.7% | $2,527-62.2% | $2,654-64.0% |
| Participant deferral / active EE | $2,906 | $3,357-13.4% | $4,023-27.8% | $4,375-33.6% |
| Admin fee / account holder | $321 | $650-50.6% | $6,127-94.8% | $834-61.5% |