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| Provider | Service type | Compensation |
|---|---|---|
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $14,152 |
NEWPORT GROUP, INC.2+ years Service code 13 · EIN 27-2037969 | Contract Administrator | $11,907 |
MORGAN STANLEY SMITH BARNEY1+ years Service code 61 · EIN 26-4310632 | Finders' fees / placement fees | $5,697 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,640 | $47,944-17.3% | $67,834-41.6% | $62,881-37.0% |
| Participation rate | 44.2% | 61.1%-16.9pp | 68.8%-24.6pp | 69.3%-25.1pp |
| Annual return | 6.30% | 11.77%-5.5pp | 138.47%-132.2pp | 20.14%-13.8pp |
| Employer contribution / active EE | $0 | $1,562-100.0% | $2,403-100.0% | $2,281-100.0% |
| Participant deferral / active EE | $2,983 | $2,247+32.8% | $3,160-5.6% | $3,203-6.9% |
| Admin fee / account holder | $290 | $3,712-92.2% | $4,622-93.7% | $4,296-93.2% |