Filed November 3, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $64,685 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,151 | $98,217-34.7% | $105,722-39.3% | $63,975+0.3% |
| Participation rate | 50.3% | 81.9%-31.5pp | 78.9%-28.6pp | 71.1%-20.8pp |
| Annual return | 4.22% | 20.18%-16.0pp | 12.25%-8.0pp | 48.65%-44.4pp |
| Employer contribution / active EE | $1,098 | $4,802-77.1% | $4,079-73.1% | $2,182-49.7% |
| Participant deferral / active EE | $2,911 | $6,019-51.6% | $5,326-45.3% | $3,356-13.3% |
| Admin fee / account holder | $16 | $70-77.5% | $8,308-99.8% | $70-77.8% |