Filed February 13, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
SLOY DAHL & HOLST1 year Filed as: SLOY DAHL & HOLST, INC. Service code 26 · EIN 93-0989022 829 N.W. 19TH AVE · PORTLAND, OR 97209 | Advisory (Participants) | $45,075 |
Service code 10 · EIN 93-0743240 3 CENTERPOINTE DRIVE SUITE300 · LAKE OSWEGO, OR 97035 | Accounting | $11,500 |
RETIREMENT, LLC1 year Filed as: RETIREMENT LLC Service code 15 · EIN 26-3723532 13838 QUAIL POINTE DR SUITE B · OLKAHOMA CITY, OK 73134 | Recordkeeping | $5,700 |
Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 94-1737785 | Securities Custodian | $5,467 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,092 | $58,726+87.5% | $92,233+19.4% | $62,292+76.7% |
| Participation rate | 31.4% | 68.3%-36.9pp | 76.5%-45.1pp | 69.5%-38.1pp |
| Annual return | 19.00% | 43.62%-24.6pp | 176.28%-157.3pp | 28.90%-9.9pp |
| Employer contribution / active EE | $0 | $2,392-100.0% | $3,679-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $2,453 | $2,766-11.3% | $3,897-37.0% | $3,169-22.6% |
| Admin fee / account holder | $845 | $556+51.8% | $5,194-83.7% | $479+76.3% |