Filed February 13, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SLOY DAHL & HOLST2+ years Service code 26 · EIN 93-0989022 | Advisory (Participants) | $37,556 |
Service code 10 · EIN 93-0743240 | Accounting | $7,156 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB Service code 19 · EIN 94-1737785 | Securities Custodian | $1,146 |
RETIREMENT, LLC1+ years Filed as: RETIRMENT LLC Service code 15 · EIN 26-3723532 | Recordkeeping | $1,114 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,212 | $52,884+74.4% | $84,750+8.8% | $55,167+67.2% |
| Participation rate | 33.5% | 67.5%-34.0pp | 76.6%-43.0pp | 69.0%-35.4pp |
| Annual return | 8.42% | 18.03%-9.6pp | 22.78%-14.4pp | 169.23%-160.8pp |
| Employer contribution / active EE | $0 | $2,233-100.0% | $3,574-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $2,365 | $2,644-10.5% | $3,712-36.3% | $3,054-22.6% |
| Admin fee / account holder | $566 | $581-2.5% | $5,332-89.4% | $504+12.3% |