Filed September 2, 2008 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB Service code 51 · EIN 94-1737782 121 SW MORRISON ST · PORTLAND, OR 97204 | Investment Mgmt Fees | $22,392 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS FARGO Service code 51 · EIN 34-1542819 ONE NORTH JEFFERSON AVENUE · SAINT LOUIS, MO 63103 | Investment Mgmt Fees | $12,449 |
MACKENZIE2 years Service code 70 · EIN 93-0573937 P.O. BOX 14310 · PORTLAND, OR 97293 | Consulting Fees | $9,018 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,749 | $124,414-73.7% | $115,157-71.6% | $67,579-51.5% |
| Participation rate | 93.7% | 58.1%+35.6pp | 75.9%+17.8pp | 71.3%+22.4pp |
| Annual return | 13.83% | 29.40%-15.6pp | 35.60%-21.8pp | 378.56%-364.7pp |
| Employer contribution / active EE | $1,364 | $1,454-6.2% | $3,179-57.1% | $2,148-36.5% |
| Participant deferral / active EE | $1,666 | $2,331-28.5% | $4,168-60.0% | $3,539-52.9% |
| Admin fee / account holder | $323 | $361-10.7% | $7,088-95.4% | $142+126.8% |