Filed October 8, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $376,091 |
PETERSON SULLIVAN LLP3+ years Filed as: PETERSON SULLIVAN Service code 10 · EIN 91-0605875 | Accounting | $49,811 |
PACIFIC PORTFOLIO CONSULTING2 years Filed as: PACIFIC PORTFOLIO Service code 50 701 5TH AVENUE · SEATTLE, WA 98104 | Direct Payment | $28,500 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,661 | $43,717-52.7% | $81,473-74.6% | $77,958-73.5% |
| Participation rate | 81.7% | 42.5%+39.2pp | 68.0%+13.7pp | 71.6%+10.0pp |
| Annual return | 15.56% | 23.83%-8.3pp | 38.78%-23.2pp | 20.87%-5.3pp |
| Employer contribution / active EE | $1,855 | $919+101.9% | $2,568-27.8% | $2,310-19.7% |
| Participant deferral / active EE | $1,750 | $1,783-1.9% | $3,537-50.5% | $3,537-50.5% |
| Admin fee / account holder | $97 | $108-10.4% | $4,561-97.9% | $97-0.7% |