Filed September 25, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS, Service code 15 · EIN 13-3689044 | Recordkeeping | $37,624 |
ASCENSUS LLC1 year Service code 17 · EIN 82-3719843 | Pension Consulting | $36,441 |
Service code 27 · EIN 35-2280124 | Advisory (Plan) | $35,029 |
RETIREMENT STRATEGIES, INC.2 years Service code 15 · EIN 58-2380163 | Recordkeeping | $9,350 |
Filed as: RAYMOND JAMES FINANCIAL SERVICES IN Service code 22 | Insurance Broker | $3,550 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $378 |
Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 22 · EIN 59-1199408 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,005 | $44,794-41.9% | $90,324-71.2% | $77,775-66.6% |
| Participation rate | 31.4% | 66.6%-35.1pp | 73.3%-41.9pp | 73.2%-41.8pp |
| Annual return | 29.05% | 28.23%+0.8pp | 78.15%-49.1pp | 32.58%-3.5pp |
| Employer contribution / active EE | $562 | $1,809-68.9% | $2,856-80.3% | $2,504-77.6% |
| Participant deferral / active EE | $1,297 | $2,642-50.9% | $3,885-66.6% | $3,966-67.3% |
| Admin fee / account holder | $221 | $94+134.1% | $5,356-95.9% | $100+121.0% |