| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.5+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $261,921 |
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS INSTITUTIONAL CONSULTING GROUP Service code 27 · EIN 13-2638166 | Advisory (Plan) | $80,287 |
KPMG LLP2 years Filed as: KPMG, LLP Service code 27 · EIN 13-5565207 | Advisory (Plan) | $32,500 |
WELLS FARGO BANK, N.A.5+ years Filed as: WELLS FARGO ADVISORS, LLC Service code 33 · EIN 34-1542819 | Securities brokerage; Securities brok... | $191 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,275 | $95,776-61.1% | $162,185-77.0% | $77,775-52.1% |
| Participation rate | 77.5% | 88.6%-11.2pp | 87.6%-10.1pp | 73.2%+4.3pp |
| Annual return | 24.02% | 37.03%-13.0pp | 115.61%-91.6pp | 32.58%-8.6pp |
| Employer contribution / active EE | $2,559 | $3,874-33.9% | $5,613-54.4% | $2,504+2.2% |
| Participant deferral / active EE | $3,269 | $6,125-46.6% | $7,297-55.2% | $3,966-17.6% |
| Admin fee / account holder | $102 | $88+16.6% | $10,844-99.1% | $100+2.2% |