Filed June 11, 2024 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Other insu... | $66,125 |
PLANNING CORP OF AMERICA7 years Filed as: PLANNING SOLUTIONS GROUP Service code 27 · EIN 92-0042738 | Advisory (Plan) | $20,000 |
Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Filed as: TRANSAMERICA RETIRMENT SOLUTIONS Service code 12 | Recordkeeping fees; Distribution (12b... | $0 |
Filed as: TRANSMERICA RETIREMENT SOLUTIONS Service code 12 | Sales loads (front end and deferred);... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,087 | $82,978+5.0% | $130,270-33.1% | $74,473+16.9% |
| Participation rate | 100.0% | 73.7%+26.3pp | 76.3%+23.7pp | 70.7%+29.3pp |
| Annual return | 19.32% | 123.05%-103.7pp | 38.89%-19.6pp | 34.36%-15.0pp |
| Employer contribution / active EE | $5,043 | $3,391+48.7% | $4,128+22.2% | $2,638+91.1% |
| Participant deferral / active EE | $11,168 | $5,370+108.0% | $6,797+64.3% | $4,530+146.5% |
| Admin fee / account holder | $122 | $354-65.6% | $6,022-98.0% | $347-64.9% |