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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: FINANCIAL ADVOCATES INVEST Service code 26 · EIN 27-0435466 | Advisory (Participants) | $13,724 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $5,730 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,199 | $47,977+85.9% | $154,111-42.1% | $56,287+58.5% |
| Participation rate | 25.8% | 66.2%-40.4pp | 83.0%-57.2pp | 69.9%-44.1pp |
| Annual return | 1.84% | 3.54%-1.7pp | 735.18%-733.3pp | -9.96%+11.8pp |
| Employer contribution / active EE | $454 | $2,169-79.0% | $5,298-91.4% | $2,111-78.5% |
| Participant deferral / active EE | $1,143 | $2,392-52.2% | $5,081-77.5% | $3,350-65.9% |
| Admin fee / account holder | $227 | $438-48.2% | $13,411-98.3% | $521-56.4% |