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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT4 years Filed as: RBC WEALTH MANAGEMEN Service code 16 · EIN 41-1416330 | Consulting | $70,000 |
DAVIS WRIGHT TREMAINE1 year Filed as: DAVIS WRIGHT TREMAINE LLP Service code 15 · EIN 91-0839480 | Recordkeeping | $19,105 |
CLARK NUBER4 years Filed as: CLARK NUBER P.S. Service code 10 · EIN 91-1194016 | Accounting | $15,200 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$31,369 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $170,361 | $101,523+67.8% | $141,200+20.7% | $77,775+119.0% |
| Participation rate | 86.6% | 77.4%+9.3pp | 82.5%+4.2pp | 73.2%+13.4pp |
| Annual return | 29.02% | 56.22%-27.2pp | 71.41%-42.4pp | 32.58%-3.6pp |
| Employer contribution / active EE | $3,534 | $3,341+5.8% | $4,736-25.4% | $2,504+41.1% |
| Participant deferral / active EE | $14,989 | $6,434+133.0% | $6,710+123.4% | $3,966+278.0% |
| Admin fee / account holder | $21 | $92-77.0% | $10,265-99.8% | $100-78.9% |