Filed December 18, 2025 (most recent of 5 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $182,088 |
Service code 12 · EIN 13-3689044 | Investment management; Participant lo... | $61,902 |
NORTHERN CAPITAL MANAGEMENT2 years Service code 33 · EIN 91-1548437 | Securities brokerage; Securities brok... | $9,786 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $8,155 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $1,150 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,330 | $47,456-15.0% | $172,739-76.7% | $77,787-48.2% |
| Participation rate | 94.5% | 66.3%+28.2pp | 82.6%+11.8pp | 73.2%+21.3pp |
| Annual return | 25.58% | 35.57%-10.0pp | 802.84%-777.3pp | 32.57%-7.0pp |
| Employer contribution / active EE | $1,352 | $1,574-14.1% | $5,143-73.7% | $2,504-46.0% |
| Participant deferral / active EE | $4,020 | $2,560+57.0% | $5,198-22.7% | $3,967+1.3% |
| Admin fee / account holder | $43 | $81-47.1% | $13,954-99.7% | $100-57.3% |