Retirement plan

UNIVAR USA INC. VALUED INVESTMENT PLAN

Name: UNIVAR USA INC. - UNIVAR USA INC. VALUED INVESTMENT PLAN (2019) Form 5500
Creator: UNIVAR USA INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, UNIVAR USA INC. VALUED INVESTMENT PLAN, UNIVAR USA INC.

UNIVAR USA INC.EIN 91-1347935Plan #002PY 2019

UNIVAR USA INC., 3075 HIGHLAND PKWY. SUITE 200 - DOWNERS GROVE, IL 605151288425-889-3459univarsolutions.comLinkedIn5001-10000 employeeschemicals

Other plans on this EIN

1 filing

#001Retirement-$501.9M assets

Prospect flagsFailed to transmit contributionsFailed to provide benefit

Top hat statement on fileNQDC

Filed April 30, 2001 (most recent of 4 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$986M

-5.5% from 2016

Total participants

7,966

+1.6% from 2016

Average account balance

$126,790

-8.9% from 2016

Annual return

64.09%

-5.88 pp from 2016

Benchmarks

See 43 peers

Peer group

Industry48 - Transportation and Warehousing

Plan typeDefined contribution

Participants5,000-9,999

Cohort43 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.08B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$150K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

7,199

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$75.67M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.17%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$173

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 4 by compensation

Provider	Service type	Compensation
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524	Advisory (Plan)	$336,897
DIMEO SCHNEIDER & ASSOCIATES LLC4 years Filed as: DIMEO SCHNEIDER & ASSOCIATES, LLC Service code 16 · EIN 36-4001764	Consulting	$60,863
CLARK NUBER5+ years Filed as: CLARK NUBER P.S. Service code 10 · EIN 91-1194016	Accounting	$16,200
FIDELITY INVESTMENTS INSTITUTIONAL5+ years Service code 37 · EIN 04-2647786	Loan Processing	-$635,611

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3F3H3J

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).
3J
U.S.-based Puerto Rico dual-qualified plan
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Internal Revenue Code of Puerto Rico.

Opportunity flags

2 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceFailed to provide benefit
Form 5500 reported that benefits due were not provided when due.

Expense breakdown

Schedule H Part II

Admin total

$522K

$88 / participant

Investment mgmt$337K64.5%
Other / not subdivided$186K35.5%

% of EOY assets

0.053%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CLARK NUBER PS
Auditor EIN: 911194016
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$126,790

$71,757+76.7%

$75,906+67.0%

$82,204+54.2%

Participation rate

96.8%

69.0%+27.8pp

69.3%+27.5pp

73.4%+23.4pp

Annual return

64.09%

22.77%+41.3pp

30.73%+33.4pp

26.31%+37.8pp

Employer contribution / active EE

$4,155

$2,325+78.7%

$2,501+66.1%

$2,707+53.5%

Participant deferral / active EE

$4,556

$3,327+37.0%

$3,604+26.4%

$4,246+7.3%

Admin fee / account holder

$67

$87-22.6%

$5,421-98.8%

$76-11.1%

Provider

Service type

Compensation

STRATEGIC ADVISORS, INC.5+ years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$336,897

DIMEO SCHNEIDER & ASSOCIATES LLC4 years

Filed as: DIMEO SCHNEIDER & ASSOCIATES, LLC

Service code 16 · EIN 36-4001764

Consulting

$60,863

CLARK NUBER5+ years

Filed as: CLARK NUBER P.S.

Service code 10 · EIN 91-1194016

Accounting

$16,200

FIDELITY INVESTMENTS INSTITUTIONAL5+ years

Service code 37 · EIN 04-2647786

Loan Processing

-$635,611

UNIVAR USA INC. VALUED INVESTMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

UNIVAR USA INC. VALUED INVESTMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion