Filed November 15, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $39,423 |
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $33,002 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,675 | $96,128-35.8% | $136,007-54.7% | $80,856-23.7% |
| Participation rate | 61.2% | 71.2%-10.0pp | 76.5%-15.2pp | 67.6%-6.4pp |
| Annual return | 13.73% | 28.71%-15.0pp | 579.32%-565.6pp | 35.59%-21.9pp |
| Employer contribution / active EE | $255 | $3,351-92.4% | $4,217-94.0% | $2,755-90.8% |
| Participant deferral / active EE | $2,261 | $5,709-60.4% | $7,025-67.8% | $4,296-47.4% |
| Admin fee / account holder | $194 | $8,236-97.6% | $6,858-97.2% | $6,918-97.2% |