Filed May 16, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $184,405 |
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $105,566 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 1285 AVENUE OF AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $51,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,539 | $71,957+32.8% | $67,652+41.2% | $59,188+61.4% |
| Participation rate | 93.5% | 82.7%+10.8pp | 75.7%+17.8pp | 69.4%+24.1pp |
| Annual return | -0.92% | 8.53%-9.4pp | 6625.04%-6626.0pp | 5.51%-6.4pp |
| Employer contribution / active EE | $1,991 | $2,432-18.1% | $2,266-12.1% | $2,098-5.1% |
| Participant deferral / active EE | $6,499 | $4,211+54.3% | $3,560+82.6% | $3,265+99.1% |
| Admin fee / account holder | $99 | $64+54.8% | $4,821-97.9% | $92+7.7% |