Retirement plan

MAHLUM ARCHITECTS, INC. RETIREMENT PLAN

Name: MAHLUM ARCHITECTS, INC. - MAHLUM ARCHITECTS, INC. RETIREMENT PLAN (2016) Form 5500
Creator: MAHLUM ARCHITECTS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, MAHLUM ARCHITECTS, INC. RETIREMENT PLAN, MAHLUM ARCHITECTS, INC.

MAHLUM ARCHITECTS, INC.EIN 91-0939210Plan #001PY 2016

71 COLUMBIA STREET, SUITE 400 - SEATTLE, WA 98104206-441-4151

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$11.6M

+12.3% from 2015

Total participants

145

+21.8% from 2015

Average account balance

$87,144

-3.7% from 2015

Annual return

6.67%

+7.85 pp from 2015

Benchmarks

See 24,581 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort24,581 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$29.35M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$196K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

150

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.40M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$17K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.89%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$358

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
TRAUTMANN MAHER & ASSOCIATES2+ years Service code 15 · EIN 91-1526584	Recordkeeping	$21,692
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 · EIN 13-2638166	Advisory (Participants)	$20,000
MATRIX TRUST COMPANY2+ years Filed as: BROADRIDGE MATRIX TRUST COMPANY Service code 18 · EIN 75-3182674	Trustee (directed); Custodial (other ...	$5,892
AMERIPRISE FINANCIAL SERVICES INC2+ years Filed as: AMERIPRISE Service code 73 · EIN 41-0007957	Other insurance fees and expenses	$558

Plan features & details

Pension benefit codes2E2F2J2K3D2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$48K

$560 / participant

Investment mgmt$26K53.8%
Contract admin$5581.2%
Other / not subdivided$22K45.1%

% of EOY assets

0.415%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: VWC, PS
Auditor EIN: 911007261
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$87,144

$76,551+13.8%

$123,894-29.7%

$62,881+38.6%

Participation rate

86.0%

73.0%+13.1pp

81.4%+4.6pp

69.3%+16.7pp

Annual return

6.67%

18.68%-12.0pp

47.52%-40.9pp

20.14%-13.5pp

Employer contribution / active EE

$5,973

$2,882+107.2%

$4,617+29.4%

$2,281+161.9%

Participant deferral / active EE

$6,028

$4,840+24.5%

$5,984+0.7%

$3,203+88.2%

Admin fee / account holder

$362

$4,826-92.5%

$8,357-95.7%

$4,296-91.6%

Provider

Service type

Compensation

TRAUTMANN MAHER & ASSOCIATES2+ years

Service code 15 · EIN 91-1526584

Recordkeeping

$21,692

UBS FINANCIAL SERVICES INC2+ years

Filed as: UBS FINANCIAL SERVICES, INC.

Service code 26 · EIN 13-2638166

Advisory (Participants)

$20,000

MATRIX TRUST COMPANY2+ years

Filed as: BROADRIDGE MATRIX TRUST COMPANY

Service code 18 · EIN 75-3182674

Trustee (directed); Custodial (other ...

$5,892

AMERIPRISE FINANCIAL SERVICES INC2+ years

Filed as: AMERIPRISE

Service code 73 · EIN 41-0007957

Other insurance fees and expenses

$558

MAHLUM ARCHITECTS, INC. RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

MAHLUM ARCHITECTS, INC. RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion