Filed January 10, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $15,493 |
ADP BROKER-DEALER4 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,871 | $78,485-55.6% | $106,213-67.2% | $74,495-53.2% |
| Participation rate | 85.2% | 72.8%+12.4pp | 75.3%+9.9pp | 67.2%+18.0pp |
| Annual return | 12.03% | 15.95%-3.9pp | 116.14%-104.1pp | 1364.94%-1352.9pp |
| Employer contribution / active EE | $661 | $2,523-73.8% | $3,171-79.1% | $2,623-74.8% |
| Participant deferral / active EE | $3,568 | $4,322-17.5% | $5,016-28.9% | $4,346-17.9% |
| Admin fee / account holder | $166 | $2,232-92.6% | $11,033-98.5% | $1,942-91.5% |