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| Provider | Service type | Compensation |
|---|---|---|
TRAUTMANN MAHER & ASSOCIATES5+ years Service code 15 · EIN 91-1526584 | Recordkeeping | $70,239 |
PACIFIC PORTFOLIO CONSULTING5+ years Service code 27 · EIN 91-1577578 | Advisory (Plan) | $43,750 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $26,968 |
GRANT THORNTON LLP5+ years Service code 10 · EIN 36-6055558 | Accounting | $18,020 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,143 | $73,125-16.4% | $125,195-51.2% | $77,775-21.4% |
| Participation rate | 64.8% | 79.4%-14.6pp | 79.8%-14.9pp | 73.2%-8.4pp |
| Annual return | 20.89% | 24.71%-3.8pp | 43.79%-22.9pp | 32.58%-11.7pp |
| Employer contribution / active EE | $1,527 | $2,413-36.7% | $3,866-60.5% | $2,504-39.0% |
| Participant deferral / active EE | $2,797 | $3,966-29.5% | $4,937-43.4% | $3,966-29.5% |
| Admin fee / account holder | $114 | $89+27.5% | $9,704-98.8% | $100+13.9% |