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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $17,876 |
Filed as: PRINCIPAL SECURITIES, INC. Service code 55 | Other Commissions | $4,371 |
Filed as: PRINCIPAL SECURITIES Service code 55 711 HIGH STREET · DES MOINES, IA 50392 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,713 | $42,546-2.0% | $71,796-41.9% | $55,167-24.4% |
| Participation rate | 62.3% | 59.1%+3.2pp | 69.1%-6.8pp | 69.0%-6.7pp |
| Annual return | 8.37% | 12.36%-4.0pp | 78.04%-69.7pp | 169.23%-160.9pp |
| Employer contribution / active EE | $174 | $803-78.4% | $1,924-91.0% | $1,963-91.2% |
| Participant deferral / active EE | $2,621 | $2,064+27.0% | $2,794-6.2% | $3,054-14.2% |
| Admin fee / account holder | $170 | $650-73.9% | $4,815-96.5% | $504-66.3% |