Filed January 29, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES INC. Service code 50 · EIN 13-2638166 | Direct Payment | $24,768 |
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Claims pr... | $14,697 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,678 | $46,173+165.7% | $170,442-28.0% | $69,631+76.2% |
| Participation rate | 99.4% | 63.9%+35.5pp | 83.6%+15.8pp | 70.7%+28.7pp |
| Annual return | 15.07% | 21.62%-6.6pp | 205.93%-190.9pp | 27571.02%-27556.0pp |
| Employer contribution / active EE | $15,218 | $1,610+845.4% | $5,433+180.1% | $2,032+648.9% |
| Participant deferral / active EE | $0 | $2,080-100.0% | $4,939-100.0% | $3,224-100.0% |
| Admin fee / account holder | $24 | $116-79.1% | $13,880-99.8% | $110-78.1% |