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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $54,526 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $12,142 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,776 | $69,305-64.3% | $82,312-69.9% | $69,631-64.4% |
| Participation rate | 98.4% | 80.3%+18.2pp | 76.9%+21.5pp | 70.7%+27.7pp |
| Annual return | 14.69% | 21.47%-6.8pp | 25.88%-11.2pp | 27571.02%-27556.3pp |
| Employer contribution / active EE | $1,419 | $1,887-24.8% | $2,428-41.6% | $2,032-30.2% |
| Participant deferral / active EE | $2,232 | $3,568-37.5% | $3,706-39.8% | $3,224-30.8% |
| Admin fee / account holder | $124 | $97+27.5% | $5,608-97.8% | $110+12.2% |