Filed March 20, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRAUTMANN MAHER & ASSOCIATES5+ years Service code 15 · EIN 91-1526584 | Recordkeeping | $25,227 |
RBC WEALTH MANAGEMENT5+ years Service code 26 · EIN 41-1416330 | Advisory (Participants) | $15,461 |
CHARLES SCHWAB & CO., INC.5+ years Service code 19 · EIN 94-1737782 | Securities Custodian | $4,543 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,576 | $58,879-31.1% | $178,490-77.3% | $73,488-44.8% |
| Participation rate | 86.9% | 66.2%+20.6pp | 81.9%+4.9pp | 70.7%+16.2pp |
| Annual return | 16.40% | 24.86%-8.5pp | 151.07%-134.7pp | 28.51%-12.1pp |
| Employer contribution / active EE | $1,901 | $2,236-15.0% | $5,011-62.1% | $2,270-16.3% |
| Participant deferral / active EE | $2,587 | $2,567+0.8% | $5,202-50.3% | $3,740-30.8% |
| Admin fee / account holder | $195 | $400-51.2% | $13,984-98.6% | $513-61.9% |