Retirement plan

ZIDELL EMPLOYEES PROFIT SHARING / 401(K) PLAN

Name: ZIDELL MARINE CORPORATION - ZIDELL EMPLOYEES PROFIT SHARING / 401(K) PLAN (2016) Form 5500
Creator: ZIDELL MARINE CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ZIDELL EMPLOYEES PROFIT SHARING / 401(K) PLAN, ZIDELL MARINE CORPORATION

ZIDELL MARINE CORPORATIONEIN 91-0713057Plan #001PY 2016

3121 SW MOODY AVENUE - PORTLAND, OR 97239503-228-8691LinkedIn201-500 employeestransportation/trucking/railroad

Prospect flagsHigh fees

Top hat statement on fileNQDC

Filed March 23, 2006

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$52.6M

+2.7% from 2015

Total participants

261

-10.6% from 2015

Average account balance

$206,100

+13.1% from 2015

Annual return

8.61%

+9.24 pp from 2015

Benchmarks

See 4,221 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort4,221 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$81.70M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$404K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

202

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.18M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.89%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$365

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
NORTHWEST PLAN SERVICES, INC.2+ years Filed as: NORTHWEST PLAN SERVICES Service code 15 · EIN 91-2090931 5446 CALIFORNIA AVENUE SW · SEATTLE, WA 98136	Recordkeeping	$45,294
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 211 MAIN STREET · SAN FRANCISCO, CA 94105	Securities Custodian	$19,190
PERKINS & CO1 year Filed as: PERKINS AND CO. P.C. Service code 10 · EIN 93-0928924 1211 SW FIFTH AVE · PORTLAND, OR 97204	Accounting	$12,500
RELIANT CONSULTING & RESEARCH2+ years Filed as: RELIANT CONSULTING AND RESEARCH Service code 27 · EIN 75-2971473 PO BOX 1806 · KINGSTON, WA 98346	Advisory (Plan)	$6,300
MESIROW FINANCIAL INVESTMENT MANAGE2+ years Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3498919 353 NORTH CLARK STREET · CHICAGO, IL 60654	Advisory (Plan)	$6,000

Plan features & details

Pension benefit codes2E2F2G2J2K3H2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$93K

$437 / participant

Investment mgmt$12K13.3%
Contract admin$64K69.6%
Other / not subdivided$16K17.1%

% of EOY assets

0.176%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PERKINS & COMPANY, PC
Auditor EIN: 930928924
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$206,100

$60,165+242.6%

$74,184+177.8%

$55,167+273.6%

Participation rate

97.2%

74.2%+23.0pp

76.6%+20.6pp

69.0%+28.2pp

Annual return

8.61%

10.00%-1.4pp

17.74%-9.1pp

169.23%-160.6pp

Employer contribution / active EE

$4,407

$1,600+175.5%

$2,370+86.0%

$1,963+124.6%

Participant deferral / active EE

$4,683

$2,973+57.6%

$3,550+31.9%

$3,054+53.3%

Admin fee / account holder

$363

$419-13.3%

$5,586-93.5%

$504-27.9%

Provider

Service type

Compensation

NORTHWEST PLAN SERVICES, INC.2+ years

Filed as: NORTHWEST PLAN SERVICES

Service code 15 · EIN 91-2090931

5446 CALIFORNIA AVENUE SW · SEATTLE, WA 98136

Recordkeeping

$45,294

CHARLES SCHWAB & CO., INC.2+ years

Filed as: CHARLES SCHWAB BANK

Service code 19 · EIN 42-1558009

211 MAIN STREET · SAN FRANCISCO, CA 94105

Securities Custodian

$19,190

PERKINS & CO1 year

Filed as: PERKINS AND CO. P.C.

Service code 10 · EIN 93-0928924

1211 SW FIFTH AVE · PORTLAND, OR 97204

Accounting

$12,500

RELIANT CONSULTING & RESEARCH2+ years

Filed as: RELIANT CONSULTING AND RESEARCH

Service code 27 · EIN 75-2971473

PO BOX 1806 · KINGSTON, WA 98346

Advisory (Plan)

$6,300

MESIROW FINANCIAL INVESTMENT MANAGE2+ years

Filed as: MESIROW FINANCIAL, INC.

Service code 27 · EIN 36-3498919

353 NORTH CLARK STREET · CHICAGO, IL 60654

Advisory (Plan)

$6,000

ZIDELL EMPLOYEES PROFIT SHARING / 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ZIDELL EMPLOYEES PROFIT SHARING / 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion