Filed January 29, 2026
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL6 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $80,271 |
Service code 37 · EIN 04-2647786 | Loan Processing | $800 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,428 | $65,437+114.6% | $86,698+62.0% | $66,949+109.8% |
| Participation rate | 99.4% | 75.5%+24.0pp | 76.6%+22.9pp | 69.8%+29.6pp |
| Annual return | -21.61% | -10.91%-10.7pp | 35.96%-57.6pp | 1.57%-23.2pp |
| Employer contribution / active EE | $5,508 | $2,154+155.8% | $2,837+94.2% | $2,545+116.4% |
| Participant deferral / active EE | $4,474 | $4,102+9.1% | $4,656-3.9% | $4,239+5.5% |
| Admin fee / account holder | $3 | $642-99.5% | $7,492-100.0% | $594-99.5% |