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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Service code 55 · EIN 26-4310632 | Other Commissions | $105,748 |
Service code 37 · EIN 04-2647786 | Loan Processing | $8,742 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,948 | $65,118-18.7% | $76,767-31.0% | $55,725-5.0% |
| Participation rate | 90.6% | 79.6%+11.0pp | 77.0%+13.6pp | 70.9%+19.7pp |
| Annual return | -6.56% | -1.27%-5.3pp | 2.43%-9.0pp | 244.93%-251.5pp |
| Employer contribution / active EE | $0 | $1,941-100.0% | $2,485-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $4,480 | $3,688+21.5% | $3,852+16.3% | $3,356+33.5% |
| Admin fee / account holder | $10 | $116-91.4% | $6,675-99.9% | $115-91.3% |