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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $21,357 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $8,417 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,108 | $65,092-70.6% | $143,799-86.7% | $66,938-71.5% |
| Participation rate | 99.3% | 65.2%+34.1pp | 80.3%+19.0pp | 69.8%+29.5pp |
| Annual return | -17.46% | -11.14%-6.3pp | -0.04%-17.4pp | 1.58%-19.0pp |
| Employer contribution / active EE | $3,255 | $2,362+37.8% | $4,952-34.3% | $2,545+27.9% |
| Participant deferral / active EE | $2,509 | $2,920-14.1% | $5,638-55.5% | $4,238-40.8% |
| Admin fee / account holder | $168 | $502-66.6% | $14,677-98.9% | $594-71.7% |