Filed March 18, 2022 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $163,123 |
FID INV INST OPS CO1 year Service code 15 · EIN 04-2647786 | Recordkeeping | $18,971 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,073 | $44,989+38.0% | $170,435-63.6% | $77,958-20.4% |
| Participation rate | 97.4% | 64.6%+32.8pp | 83.6%+13.8pp | 71.6%+25.7pp |
| Annual return | 17.43% | 19.61%-2.2pp | 205.94%-188.5pp | 20.87%-3.4pp |
| Employer contribution / active EE | $3,255 | $1,466+122.0% | $5,432-40.1% | $2,310+40.9% |
| Participant deferral / active EE | $4,009 | $2,208+81.6% | $4,939-18.8% | $3,537+13.4% |
| Admin fee / account holder | $54 | $69-21.3% | $13,881-99.6% | $97-44.3% |