Filed July 2, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.6+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $328,992 |
NEWPORT GROUP, INC.6+ years Filed as: NEWPORT GROUP SECURITIES Service code 16 · EIN 59-3099288 | Consulting | $108,931 |
MORNINGSTAR1 year Filed as: MORNINGSTAR ASSOCIATES, LLC Service code 27 · EIN 36-4317381 | Advisory (Plan) | $55,163 |
MCGRAW-HILL EDUCATION6+ years Service code 16 · EIN 13-1840454 | Consulting | $23,538 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $175,562 | $127,481+37.7% | $149,696+17.3% | $90,288+94.4% |
| Participation rate | 96.5% | 78.2%+18.3pp | 82.5%+14.0pp | 73.4%+23.2pp |
| Annual return | 12.41% | 57.78%-45.4pp | 276.60%-264.2pp | 53.97%-41.6pp |
| Employer contribution / active EE | $3,233 | $3,448-6.2% | $4,644-30.4% | $2,524+28.1% |
| Participant deferral / active EE | $9,305 | $6,975+33.4% | $6,842+36.0% | $4,232+119.9% |
| Admin fee / account holder | $111 | $152-26.8% | $9,309-98.8% | $114-2.7% |