| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $1,635,485 |
COOK STREET CONSULTING2 years Service code 16 · EIN 84-0854432 | Consulting | $66,055 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | DISH NETWORK | EMPLOYER RECEIPT AND HOLDING OF STOCK PURCHASE RIGHTS | — | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,920 | $116,243-63.1% | $91,994-53.3% | $89,609-52.1% |
| Participation rate | 85.6% | 84.8%+0.8pp | 78.6%+6.9pp | 69.6%+16.0pp |
| Annual return | 27.88% | 23.75%+4.1pp | 69.04%-41.2pp | 33.65%-5.8pp |
| Employer contribution / active EE | $2,553 | $3,226-20.9% | $3,453-26.1% | $2,584-1.2% |
| Participant deferral / active EE | $2,925 | $7,519-61.1% | $5,924-50.6% | $4,222-30.7% |
| Admin fee / account holder | $98 | $82+18.6% | $7,744-98.7% | $72+36.2% |