Filed March 3, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
THE BANK OF NEW YORK MELLON9+ years Service code 15 · EIN 13-5160382 500 GRANT ST, BNY CTR RM625 · PITTSBURG, PA 15258 | Recordkeeping | $79,749 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BANK OF NEW YORK MELLON | PLAN CUSTODIAN PLAN INADVERTANTLY PAID EXPENSES FROM THE INCORRECT TRUST. PLAN HAS BEEN MADE WHOLE. | — | — |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $13,363-100.0% | $191,373-100.0% | $13,363-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 5.3%-5.3pp | 2.2%-2.2pp |
| Annual return | 10.53% | 8.28%+2.2pp | 8.46%+2.1pp | 9.11%+1.4pp |
| Employer contribution / active EE | $787 | $8,225-90.4% | $25,175-96.9% | $12,231-93.6% |
| Participant deferral / active EE | $0 | $294-100.0% | $181-100.0% | $1,272-100.0% |
| Admin fee / account holder | $0 | $125-100.0% | $730-100.0% | $125-100.0% |