Filed November 9, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 27 · EIN 36-3145972 | Advisory (Plan) | $50,000 |
EXPERIS IT SERVICES US LLC2 years Filed as: EXPERIS US, INC. Service code 10 · EIN 39-1929719 | Accounting | $44,330 |
Service code 37 · EIN 04-2647786 | Loan Processing | $25,745 |
WEINSTEIN ZUGMAN, LLC3+ years Filed as: WEINSTEIN SPIRA Service code 10 · EIN 74-2181616 | Accounting | $21,500 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,662 | $88,730+7.8% | $82,312+16.2% | $77,958+22.7% |
| Participation rate | 99.5% | 84.5%+15.0pp | 76.9%+22.6pp | 71.6%+27.8pp |
| Annual return | 13.53% | 20.88%-7.4pp | 25.88%-12.4pp | 20.87%-7.3pp |
| Employer contribution / active EE | $1,867 | $2,758-32.3% | $2,428-23.1% | $2,310-19.2% |
| Participant deferral / active EE | $5,413 | $4,634+16.8% | $3,706+46.1% | $3,537+53.1% |
| Admin fee / account holder | $77 | $74+4.7% | $5,608-98.6% | $97-20.5% |